UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): August 30, 2021
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation or organization)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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(Address of principal executive offices, zip code)
Registrant’s telephone number, including area code: (607 ) 337-2265
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trading Symbol(s)
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Name of each exchange on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 8.01. |
Other Events
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On August 30, 2021, NBT Bancorp Inc. (the “Company”) announced the appointment of Ruth H. Mahoney as Executive Vice President and President of Wealth
Management. She will serve on the Company’s Executive Management Team. A copy of the press release announcing Mahoney’s appointment is filed with this Current Report on Form 8-K as Exhibit 99.1, and is incorporated herein by reference.
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Financial Statements and Exhibits.
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(d)
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Exhibits.
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Exhibit
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Description
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Press release of NBT Bancorp Inc. dated August 30, 2021
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104
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Cover Page Interactive Data File (embedded within the Inline XBRL document)
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
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NBT BANCORP INC.
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Date: August 30, 2021
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By:
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/s/ John H. Watt, Jr.
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John H. Watt, Jr.
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President and Chief Executive Officer
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Exhibit 99.1
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Contact:
Florence Doller
SVP & Director of Corporate Communications
607.337.6118
fdoller@nbtbank.com
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NBT BANCORP INC. APPOINTS RUTH MAHONEY
PRESIDENT OF WEALTH MANAGEMENT
NORWICH, NY (August 30, 2021) NBT Bancorp Inc. (NBT) (NASDAQ:
NBTB) President and CEO John H. Watt, Jr. announced that NBT has appointed Ruth H. Mahoney Executive Vice President and President of Wealth Management.
Mahoney will join NBT’s Executive Management Team. She has more than 30 years of experience in financial services,
including wealth management, private banking, retail banking and regional leadership. Mahoney comes to NBT from KeyBank where she served most recently as Capital Region Market President.
“We are thrilled to welcome Ruth Mahoney to NBT as leader of our
Wealth Management business,” said Watt. “Her diverse and extensive experience in banking and her skill at building partnerships across business lines to provide clients with the most comprehensive suite of financial services position her well to
lead our team of wealth management professionals.” NBT Wealth Management is a division of NBT Bank and a provider of investment services and consulting to individuals and businesses and organizations of all sizes.
A graduate of Marist College with a bachelor’s degree in Business Administration and Marketing, Mahoney lends her leadership abilities to many organizations.
She serves as Co-Chair of the Regional Economic Development Council, as Chair for the Capital Region Chamber of Commerce and as a Board Member for Albany Medical Center and the New York State Teachers’ Retirement System. Mahoney has earned many
recognitions and was included on the Albany Business Review’s Power 50 List published in July 2021. She also received the Women Who Mean Business Award from the Albany Business Review, the Executive of the Year Award from the Capital Region Business
Review, the Women of Distinction Award from the United Way of Westchester and Putnam, and the Most Powerful Women in Banking Team Award from American Banker.
About NBT Bancorp Inc.
NBT Bancorp Inc. is a financial holding company headquartered in Norwich, NY, with total assets of $11.6 billion at June 30, 2021. The Company primarily
operates through NBT Bank, N.A., a full-service community bank, and through two financial services companies. NBT Bank, N.A. has 140 banking locations in New York, Pennsylvania, Vermont, Massachusetts, New Hampshire, Maine and Connecticut. EPIC
Retirement Plan Services, based in Rochester, NY, is a full-service retirement plan administration and recordkeeping firm. NBT Insurance Agency, LLC, based in Norwich, NY, is a full-service insurance agency. More information about NBT and its
divisions is available online at: www.nbtbancorp.com, www.nbtbank.com,
www.epicrps.com and www.nbtinsurance.com.